note: most of the links in this page are italicized "inside the page" links (which were links to non-7G parts of the original page) and they don't work; I'll fix them later, and then will remove this apology. The links above and those at the end of the page do work.
7G. Can evolution be
scientific? (medium-long version)
Critics of biological evolution (bio-E)
sometimes claim it is not truly scientific because: we have never observed
major bio-E; E-theory does not make predictions; E-theory cannot
be falsified. Are these criticisms justified?
OBSERVATIONS: Can a theory of Total
Macro-E (for long-term, large-scale bio-E) be scientific, even though it proposes
a process that occurred over a long time period, in the distant past, so it
cannot be directly observed? Yes. Both operations
science and historical science use similarly scientific
methods, adapted to be effective in their differing contexts. In
historical science there are reasons for caution about conclusions, due to
the inherent limitations of historical data, but scientists have developed
methods for reducing the practical impact of these limitations. These
methods should be critically examined, but they do not provide a reason to
automatically exclude a historical theory from being authentically scientific.
PREDICTIONS: If the same initial
situation was "allowed to run" 10 times, there would be 10 different
evolutionary results. But even though E-theory could not precisely predict these
results, it claims the ability to retroductively explain each
result if scientists can construct a historical scenario (connecting
the initial and final situations of a historical episode) consistent with the
mechanisms of E-theory. / When scientists study bio-E, their
goals can be to reconstruct past situations, estimate rates of change or the
importance of various causal factors (selection, drift, isolation,...), or
build models for large-scale changes.
FALSIFICATION: Could a theory of
Total Macro-E ever be rejected by scientists? Maybe, but it would require
a change of thinking, since rejection is impossible if scientists maintain
two conventional "rules": (1) scientific theories can postulate
only natural causes; (2) a theory cannot be rejected unless it is replaced
by another scientific theory. If these rules are accepted, it is impossible
to avoid a conclusion of natural bio-E. But without MN, could bio-E be
falsified?
Hyper-Flexibility in
Evolutionary Explanations
In my opinion, acceptance of chemical
E is due to philosophical preference, not empirical evidence. For bio-E
the situation seems different, with a mix of philosophy and evidence. Why?
First, the complexity increase is much
greater in moving from nonlife to life (by chemical E) than in any step proposed
for bio-E.
Second, at the starting point for bio-E,
but not chemical E, there is heredity that allows natural selection.
Third, a large amount of evidence supports
bio-E subtheories, such as micro-E, minor macro-E, and basic fossil-E.
Fourth, in bio-E there are powerful explanatory
resources (linked genes, changes of function, developmental genes, statistical
bottlenecks,...) that -- combined with the imagination of a creative scientist,
plus long periods of time and a variety of evolutionary environments -- provide
plenty of flexibility for developing historical scenarios. Due to this
hyperflexibility, it is difficult to determine the extent of support for an
extrapolation from micro-E to Total Macro-E. And critical questions about
E-theory can be dismissed by saying "please be patient and we'll find
an explanation." With explanatory hyperflexibility plus appeals
to future science, it could be very difficult to falsify bio-E, even
if MN didn't make it impossible.
Of course, bio-E could be falsified with
clear evidence for out-of-order origins, such as finding human fossils below
trilobite fossils in a geological formation. But this is probably irrelevant
because if E is wrong, it is probably wrong in ways that are less obvious.
Can
we predict the designs of God?
In 1802, William Paley made his famous "watchmaker" argument
for design. In 1859, part of Darwin's counter-argument was the existence
of "imperfect adaptations" in nature. According to Darwin,
these showed that what Paley thought were actual designs,
created by God, are just apparent designs produced
by evolution. In 1980, Stephen Jay Gould, pondering the implicit theological
significance of the panda's thumb, concludes that "If
God had designed a beautiful machine to reflect his wisdom and power, surely
he would not have used a collection of parts generally fashioned for other
purposes. ... Odd arrangements and funny solutions are the proof of evolution
-- paths that a sensible God would never tread but that a natural process,
constrained by history, follows perforce." { Gould, The Panda's
Thumb: More Reflections in Natural History, pp 20-21. }
Gould confidently asserts that God "surely
would not" and "would never," as
if he knows what God would have done. But when we study the Bible, it
seems that God is not trying to produce a history that will be viewed as maximally
optimal by all humans, and does not want the role of theistic action to be
maximally obvious.
This humble theology is not welcomed by
advocates of evolution, who want a competitor with predictions that are different
from E-theory and easy to falsify. The
young-earth aspects of yeC meet both qualifications. When we shift our
focus to questions of design, with independent creation (as
in yeC or oeCindependent) there is some justification, but not enough for the
bold assertions of Gould, for expecting designs to appear independent and optimal. By
contrast, oeCmacro predicts that new species --
whether produced by natural evolution or macromutational creation -- will appear
to be modifications of old species, because this is what they really are. Do
you see why yeC is often the only alternative that is acknowledged by advocates
of evolution?
Do we need a high predictive
contrast?
Because oeCmacro proposes occasional miracles
that by definition would be observable, is it possible to empirically distinguish
between oeCmacro and evolution? Maybe. It depends on the data.
Imagine having detailed data -- such as
complete lab reports for physiology, structure, DNA,... -- for all organisms
during a period of change. In this situation, the data would let us distinguish
between normal-appearing natural evolution and miraculous-appearing macromutational
creation. But in reality the historical data is far less informative,
so it might be difficult to distinguish between these theories.
The potential for contrast is further
reduced by the flexibility of oeCmacro. A theory of oeCmacro proposes
two major mechanisms: continual natural evolution; and occasional
miraculous macromutations with all genetic changes occurring at once
or spread over generations, occurring in all members of a species (so the whole
population is instantly changed) or in only one or two organisms (so effects
take time to spread through a population). In addition, theories of oeCmacro
can vary from one scientist to another.
This flexibility is not welcomed by advocates
of evolution, who want a competitor with predictions that differ from E-theory
and are easy to falsify. But there is a low predictive
contrast between oeCmacro and E-theory, since oeCmacro is consistent
with most evidence for most aspects of evolution: for micro-E, minor macro-E,
common descent, basic fossil-E, and mechanisms of E. The major difference
is that oeCmacro challenges a conclusion that this evidence provides strong
support for Total Macro-E, and raises questions (involving irreducible
complexity and rates of change,...) about whether
undirected natural process was sufficient to produce all existing biocomplexity
in the time that was available.
For critics who complain that, compared
with evolution, oeCmacro isn't different enough, we can ask "Is this necessary?" Consider
Einstein's theory of special relativity. In most ways, except at extremely
high speeds, its observable consequences are almost identical to those of Newton's
theory. Is this similarity a weakness to be criticized? Should
we demand that, if we are to take Einstein seriously, his theory must be modified
so it will differ from Newton's theory in other ways, so there will be a higher
predictive contrast?
7G. The Methods of
Historical Science (original long version)
( the title has been changed to "Can
evolution be scientific?" )
The Methodologies
of Historical Science
The basic differences between
the logical methods used in historical science (to
study events in the past) and operations science (to
study ongoing events in the present) are introduced in Section
7C [in the original full page]. This section is a deeper examination
of the methodologies used in historical science.
Are theories of EVOLUTION
scientific?
Critics of biological evolution (bio-E)
sometimes claim it is not truly scientific because: we have never observed
major bio-E; E-theory does not make predictions; E-theory cannot
be falsified. Are these criticisms justified?
OBSERVATIONS: Can a theory of
Total Macro-E be scientific, even though it postulates a historical process
that occurred over long periods of time, in the distant past, so the historical
events cannot be directly observed? Yes. Both historical
science and operations science can be
done using similarly scientific methods, adapted to be effective in their
differing contexts. In historical science there are reasons for caution
about conclusions, due to the inherent limitations of historical data, but
scientists have developed methods for reducing the practical impact of these
limitations. Although these methods should be critically examined,
they do not provide a reason to automatically exclude bio-E from being authentically
scientific.
PREDICTIONS: In a historical science
it is difficult to make predictions that are both precise (with specific
details) and accurate, especially over long periods of time, due to complexity, sensitivity,
and randomness: evolutionary contexts
and causal factors are complex; outcomes are sensitive to small variations
in the initial conditions; all bio-E processes involve some randomness,
and some factors (like mutation and genetic drift) are extremely random. These
elements combine to produce historical contingency: if
10 situations with similar initial conditions were "allowed to run" 10
times, there would be 10 different results. But even though E-theory
could not precisely predict these results, it
claims the ability to retroductively explain each already-known
result if scientists can construct a historical scenario (connecting
the initial and final historical situations) that is consistent with the
causal mechanisms of E-theory. / The goals of scientists, during
their studies of bio-E, may be to reconstruct past contexts, to estimate
the rates of evolutionary change or the importance of various causal factors
(selection, drift, isolation,...), or to build models for large-scale and/or
long-term changes. { At the end of this section there
is a deeper exploration of observations, predictions, and the process of
constructing evolutionary historical scenarios. }
FALSIFICATION: Could a theory
of natural Total Macro-E (which is the grand conclusion of bio-E) ever be
rejected by scientists? Maybe, but it would require a change of thinking,
since a rejection would be impossible if scientists continue to obey two
currently conventional "rules" of science: (1) scientific
theories can postulate only natural mechanisms; (2) a theory cannot
be rejected unless it is replaced by another scientific theory. If
these naturalistic rules are accepted (*), it is logically impossible to
avoid a conclusion that naturalistic Total Evolution --
astronomical, chemical, and biological -- must be the scientifically accepted
theory, whether or not the scientific evidence supports it. {* Acceptance
of MN is a choice, since there are rational reasons to reject naturalistic
restrictions on science, as proposed in Section 7D [in the original full
page].
}
Does the evidence
support evolution?
Based on current scientific evidence,
current theories of chemical E (the second phase
in a historical theory of Total E) seem highly implausible. But in
spite of this, there isn't much support within the scientific community for
humbly
considering, as one of the seven logical possibilities,
that "maybe it never occurred." Acceptance of chemical E
seems mainly due to philosophical preference, not empirical evidence.
For bio-E the situation is different. Why? First,
the increase in complexity is much greater in moving from nonlife to life
(during chemical E) than in any step proposed for bio-E. Second, at
the starting point for bio-E, but not chemical E, there is heredity that
allows natural selection. Third, a large amount of evidence supports
many subtheories of bio-E. Fourth, in bio-E there are powerful explanatory
resources (linked genes, changes of function, developmental genes, statistical
bottlenecks,...*) that -- when combined with the creative imagination of
a highly motivated scientist, plus plenty of time for evolution to occur
in a variety of environments -- provide lots of flexibility for developing
scenarios to explain a wide range of observations. Due to this explanatory
flexibility, it is difficult to determine whether the extrapolations inherent
in E-theory (from micro-E through minor macro-E to Total Macro-E) are true. And
since any difficulties with E-theory (such as questions about irreducible
complexity or the fossil record) can be dismissed
by just saying "please be patient and eventually we'll find an explanation," it
would be extremely difficult to falsify bio-E, even if some of its major
claims (such as Total Macro-E) were not true.
{* details: If genes are linked, an
unfavorable gene (producing a disadvantageous characteristic) can "hitchhike" along
with a favorable gene if these genes are located close together on the same
chromosome; or a characteristic (at any level, from biochemistry to
structure or behavior) can serve a temporary function before being transformed
into a different function that we now observe; or a minor change in
a gene that affects a developmental pathway can produce a major change in
the organism; or large shifts in gene frequencies can occur quickly
in small populations; and more. }
When we're wondering if E could be rejected
because it has been scientifically falsified (which
differs from a formal falsification using rigorous logic), we should remember the
many meanings of evolution because "evolutionary theory" is
a broad umbrella that incorporates many sub-theories -- fossil E, common
descent, change in a gene pool, micro-E, macro-E, Total Macro-E, and E by
a specific mechanism -- each with its own evaluative status. In the
past, some sub-theories (especially regarding mechanisms) have been rejected
by scientists. But instead of wondering whether to reject, scientists
are usually asking "what role does this mechanism play, in what situations,
and how important is it in a particular historical episode or in overall
evolution?"
Can
we predict how God would design?
In 1859, one part of Darwin's challenge
to Paley's natural theology, which claims that nature reveals the designs
of God, was the existence of "imperfect adaptations" in nature. According
to Darwin, these showed that what Paley thought were actual designs, created
by God, are just apparent designs produced by evolution. More recently,
Stephen Jay Gould, pondering the implicit theological significance of the
panda's thumb, concludes that "If God had designed
a beautiful machine to reflect his wisdom and power, surely he would not
have used a collection of parts generally fashioned for other purposes. ...
Odd arrangements and funny solutions are the proof of evolution -- paths
that a sensible God would never tread but that a natural process, constrained
by history, follows perforce." { Stephen J. Gould (1980), The
Panda's Thumb: More Reflections in Natural History, pp. 20-21. }
In this declaration of normative theology,
Gould confidently asserts that God "surely would
not" and "would never," as
if he really knows what God would have done, and why. But when we look
carefully at the Bible, it seems that God is not trying to produce a history
that will be viewed as maximally optimal by all humans, and does not want
the role of theistic action to be maximally obvious.
This humble theology is not welcomed
by advocates of evolution, for whom the ideal competitor is a theory with
predictions that are: (1) distinctively different from E-theory, and (2)
easy to falsify. When we look at the four major theistic
options we see that the young-earth aspects of yeC meet both qualifications. When
we turn from "age of the earth" issues to questions of design,
with independent creation (as in yeC or oeCi) there is some justification,
although not enough for the bold assertions of Gould, for expecting designs
to appear independent and optimal. By contrast, oeCm predicts that
new species -- whether they are produced by a natural evolutionary process
or by miraculous macromutational creation -- will appear to be modifications
of old species, because this is what they really are! It's easy to
see why yeC is often the only alternative to evolution that is acknowledged
by advocates of evolution.
Do we need a high
predictive contrast?
Because oeCm proposes occasional
miracles that by definition would be observable, is it possible to empirically
distinguish between oeCm and evolution? Maybe, and maybe not. It
depends on the precision and completeness of the available data.
Imagine the existence of extremely detailed
data -- such as complete, accurate, precise lab reports (for physiology,
structure, DNA,...) and fossils, and maybe even VCR tapes -- for all organisms
throughout an evolutionary episode. In this imaginary situation, the
highly informative data would let us distinguish between normal-appearing
natural evolution (either gradual or punctuated) and miraculous-appearing
macromutational creation. But in reality the historical data is far
less informative, so it could be difficult to distinguish between these theories.
The potential for decisive contrast
is further reduced by the flexibility of oeCm. A single theory of oeCm
might postulate the operation of several mechanisms: continual natural
evolution with rates ranging from gradual neo-Darwinian to faster punctuated
equilibrium; and occasional miraculous macromutations, with all genetic
changes occurring at once or spread over many generations, and occurring
in all members of a species (so the whole population is instantly changed)
or in only one or two organisms (so the effects take time to spread through
a population). In addition, theories of oeCm can vary from one scientist
to another.
This flexibility is not welcomed by
opponents of creationism, who (as explained above) prefer a competitive theory
with precise predictions that contrast sharply with those of E-theory, and
are easy to falsify. But there is a low predictive
contrast between oeCm and E-theory, since oeCm is consistent with
most evidence for most aspects of evolution: for micro-E, minor macro-E,
common descent, fossil-E, and mechanisms of E. The major difference
is that oeCm challenges the conventional conclusion that this evidence provides
strong support for Total Macro-E, and raises questions (involving irreducible
complexity and rates of change and...) about whether
undirected natural process was sufficient to produce all existing biocomplexity
in the time that was available.
For critics who complain that, compared
with evolution, oeCm isn't different enough, we can ask "Is this necessary? Is
radical differentness an essential attribute of a theory that is challenging
the status quo?" Consider Einstein's theory of motion. In
almost all ways, its observable consequences are identical to those of Newton's
theory of motion. The only differences occur at extremely high speeds. Should
we criticize Einstein's theory because it is so similar to Newton's theory
in so many ways? Should we demand that, if we are to take Einstein's
theory seriously, it must be modified so it will differ from Newton's theory
in other observable ways, so there will be a higher predictive contrast?
note to the
reader: The remainder of this section is about "details of historical
science" and "what is missing from the section."
Evolutionary
Retroductions and Predictions (details)
Evolutionary theory can be used to
propose a theory-based scenario for a particular historical period that spans
time in a series of historical situations. An initial situation, analogous
to the initial conditions for an experimental system in a laboratory experiment,
includes the initial environments and characteristics of one or more species. Intermediate
situations and a final situation are similarly defined. The entire episode
involves a sequence of situations: initial, intermediate(s), and final.
RETRODUCTIONS: In contrast with
deductive logic that predicts by asking "If this is the initial situation
and theory, then what will be the observations for the final situation?",
retroductive logic asks a reversed question in the past tense, "These are the
observations, so what could the scenario (composed of situations and theories)
have been?" Historical retroduction is a creative-and-critical
thinking strategy, with imagination guided by deduction, whose goal is to
generate a historical scenario, constructed by combining situations with
theory, that would produce the known observations for a historical period. During
retroduction a scientist can adjust either of the sources, situational or
theoretical, that are used to construct a scenario.
SCENARIOS: For a period in the
history of nature, evolutionary theorists try to construct a sequential scenario
-- for the environments and characteristics of species in initial, intermediate,
and final situations -- that is consistent with the causal mechanisms of
E-theory. Part of the challenge is to decide how to use available observations
to reconstruct, as completely and accurately as possible, the details of
situations at various times. And because the Modern
Synthesis of
E-theory contains a variety of mechanisms (for producing and expressing genetic
variability, and for changing the gene frequencies in a population), scientists
also must decide which causal mechanism(s) to propose for the "changes
in situation" they have proposed. Due to the flexibility in proposing
situations and mechanisms, for one episode it may be possible to construct
a number of competitive scenarios, all consistent with the core concepts
of E-theory. Each scenario can be compared with available data, to
check for degree of agreement and, when necessary, to make adjustments in
the components (the postulated situations, mechanisms,...) used in constructing
the scenario.
GOALS: In analyzing an episode,
the primary goal(s) of scientists might be descriptive and/or theoretical. / descriptive
goals: Scientists can use observations and theory-based analysis in an attempt
to reconstruct the characteristics of a past situation in a way that is more
detailed and accurate. / theoretical goals: Scientists can analyze
the observation-based situations they have proposed, in an effort to estimate
the rates of change for genotypes and the resulting phenotypes, or the roles
played by various factors (natural selection, random drift, geographic isolation,...)
in a causal mechanism, or the importance of genes that control developmental
pathways, or...
LEVELS: An evolutionary study
can involve different levels of time, change, and space. / Levels
of Time: Scientists can try to construct scenarios for periods that
are short or long. / Levels of Change: The changes being
studied can be small (within one species or a group of closely related species)
or large (involving major changes between widely divergent species). / Levels
of Space: Scientists can focus on a small area, or they can do a large-scale
biogeographical analysis that integrates the analyses already done for smaller
areas. / A wide variety of evolutionary research projects are
possible, involving analysis and synthesis for various combinations of time,
change, and space. / { Critics of evolution question the logical
validity of extrapolating from small-scale studies
of micro-E and minor macro-E (which have solid empirical support) to large-scale
theories of Total Macro-E (which have far less empirical support). }
OBSERVATIONS: Most information
about evolution comes from field studies of past events, with data about
species preserved in fossils. But scientists can also gather information
in other ways, including detailed examinations of different modern-day species
(to compare their physiological, structural, and behavioral characteristics,
and the composition of their proteins and genes) and current events (such
as observing natural selection in bacteria or mutations in fruitflies, analyzing
current biogeographical patterns, or exploring an ecosystem to learn more
about the interactions of species with each other and with their environment). Usually
scientists are working with data they already know, but not always. Sometimes
predictions can be made about data that will be observed in the future, whether
this data is from events in the distant past (like old fossils that are newly
discovered) or in the future (such as lab data about gene sequences, to be
used for comparative analysis). The inherent limitations of historical
data are that for the major events in macroevolutionary history there can
be no direct observations, and there can be no rigorously controlled experiments
with reproducible data.
PREDICTIONS: In most historical
sciences, including evolution, it is difficult to make predictions that are
both precise (with specific details) and accurate. Generally, accuracy
decreases when precision increases, and when time-duration increases the
accuracy and precision both decrease. In making predictions the main
obstacles to achieving "precision with accuracy" are complexity, sensitivity,
and randomness: evolutionary situations
and causal factors are complex; outcomes are sensitive to small variations
in initial conditions; all processes involve some randomness, and some
factors (like mutation and genetic drift) are extremely random. These
three elements combine to produce historical contingency: if
similar initial situations were "allowed to run" 10 times, there
would be 10 different results. But even though E-theory could not precisely
predict the results, it claims the ability to retroductively explain each
result if scientists can construct a scenario (connecting the initial and
final situations) that is consistent with the causal mechanisms of E-theory. And
despite a typical divergence in results for long-term runs, sometimes there
is convergence such as similar environmental niches being filled by species
with similar characteristics.
Some of the uncertainties in evolutionary
prediction (re: complexity, sensitivity, randomness) are roughly analogous
to those in weather prediction. And relationships for time duration
are similar; as time increases, accuracy decreases. The scientific
principles of weather forecasting allow precise short-term predictions, such
as what will happen in the next hour in a specific location. Consistencies
in seasonal weather patterns allow nonprecise long-term predictions (in Wisconsin
it will be cold with occasional snow in January, and hot with occasional
thunderstorms in July) and probabilistic predictions such as the total snowfall
in January or the probability of snow on January 16. But it would be
impossible, a month in advance, to make accurate long-term predictions about
the precise times when snowfalling or thunderstorming will occur.
When these phenomena do occur, however,
they will be consistent with theories of meteorological science (which are
applications, for complex situations, of conventional theories in physics,...)
and they can be retroductively explained using these theories. Similarly,
evolutionary theories can be used to make precise short-term predictions
(sometimes), nonprecise long-term predictions, probabilistic predictions,
and (most important for historical science) theory-based retroductions.
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